Indiana Administrative Code (Last Updated: December 20, 2016) |
Title 710. SECURITIES DIVISION |
Article 710IAC4. UNIFORM SECURITIES |
Rule 710IAC4-3. Securities Registration |
Section 710IAC4-3-1. Filing of original application; power of attorney
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(a) The completed application for registration, together with exhibits and all other documents included as a part of the application, shall be submitted to the commissioner.
(b) The application for registration shall be completed by the applicant or an authorized officer of a corporate applicant.
(c) If any name is signed on an application for registration pursuant to a power of attorney, copies of the power of attorney shall be filed with the application for registration. In addition, if the name of any officer signing on behalf of the applicant or attesting the applicant's seal is signed pursuant to a power of attorney, certified copies of a resolution of the applicant's board of directors authorizing the signature shall also be filed with application for registration. (Securities Division; 710 IAC 4-3-1; filed Jun 28, 2010, 2:36 p.m.: 20100728-IR-710100044FRA; readopted filed May 12, 2016, 1:47 p.m.: 20160608-IR-710160136RFA)