Indiana Administrative Code (Last Updated: December 20, 2016) |
Title 710. SECURITIES DIVISION |
Article 710IAC4. UNIFORM SECURITIES |
Rule 710IAC4-14. Investigation; Rules of Practice |
Section 710IAC4-14-7. Witnesses; representation by counsel
Latest version.
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A witness may be:
(1) accompanied;
(2) represented; and
(3) advised;
by counsel, as defined in 710 IAC 4-12-2. In order to protect the integrity of any investigation, the commissioner may, in the reasonable exercise of the commissioner's discretion, prohibit multiple representations by counsel and may prohibit representation by counsel who is likely to become a witness during the course of either the investigation itself or any legal proceedings expected to ensue upon the investigation's conclusion. (Securities Division; 710 IAC 4-14-7; filed Jun 28, 2010, 2:36 p.m.: 20100728-IR-710100044FRA; readopted filed May 12, 2016, 1:47 p.m.: 20160608-IR-710160136RFA)