Section 710IAC4-14-6. Access to documentary evidence

Latest version.

(a) A person complying with any:

(1) request;

(2) order; or

(3) subpoena;

issued by the division for the production of documentary evidence shall retain the originals.

(b) That person shall provide the division with:

(1) clearly legible;

(2) true; and

(3) complete;

copies of the documents requested, along with a signed cover letter, that shall identify those documents with a reasonable degree of specificity. (Securities Division; 710 IAC 4-14-6; filed Jun 28, 2010, 2:36 p.m.: 20100728-IR-710100044FRA; readopted filed May 12, 2016, 1:47 p.m.: 20160608-IR-710160136RFA)

                    
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