20160406-IR-710160136RNA OVERVIEW: Rules to be readopted without changes are as follows: 710 IAC 4 UNIFORM SECURITIES

TITLE 710 SECURITIES DIVISION

Notice of Intent to Readopt LSA Document #16-136

Readopts rules in anticipation of IC 4-22-2.5-2, providing that an administrative rule adopted under IC 4-22-2 expires January 1 of the seventh year after the year in which the rule takes effect unless the rule contains an earlier expiration date. Effective 30 days after filing with the Publisher.

OVERVIEW: Rules to be readopted without changes are as follows:

	710 IAC 4	UNIFORM SECURITIES

Requests for any part of this readoption to be separate from this action must be made in writing within 30 days of this publication. Send written comments to the Small Business Regulatory Coordinator for this rule (see IC 4-22-2-28.1):

Noelle Sykes

Chief Deputy Securities Commissioner

Indiana Secretary of State

Securities Division

302 W. Washington St. E-111

Indianapolis, IN 46204

[phone]

[e-mail]

Statutory authority: IC 23-19-6-5.

For purposes of IC 4-22-2-28.1, the Small Business Ombudsman designated by IC 4-4-35-8 is:

Erik Scheub

Office of Small Business and Entrepreneurship

One North Capitol, Suite 600

Indianapolis, IN 46204

[phone]

[e-mail]

Resources available to regulated entities through the small business ombudsman include the ombudsman's duties stated in IC 4-4-35-8, specifically IC 4-4-35-8(9), investigating and attempting to resolve any matter regarding compliance by a small business with a law, rule, or policy administered by a state agency, either as a party to a proceeding or as a mediator.

Posted: 04/06/2016 by Legislative Services Agency

DIN: 20160406-IR-710160136RNA

Composed: Nov 01,2016 2:12:26AM EDT

A PDF version of this document.