20151007-IR-750150336RNA OVERVIEW: Rules to be readopted without changes are as follows: 750 IAC 9-1-1 Definitions 750 IAC 9-2-1 General provisions 750 IAC 9-2-2 Construction 750 IAC 9-2-3 Unified coverage...

TITLE 750 DEPARTMENT OF FINANCIAL INSTITUTIONS

Notice of Intent to Readopt LSA Document #15-336

Readopts rules in anticipation of IC 4-22-2.5-2, providing that an administrative rule adopted under IC 4-22-2 expires January 1 of the seventh year after the year in which the rule takes effect unless the rule contains an earlier expiration date. Effective 30 days after filing with the Publisher.

OVERVIEW: Rules to be readopted without changes are as follows:

	750 IAC 9-1-1	Definitions
	750 IAC 9-2-1	General provisions
	750 IAC 9-2-2	Construction
	750 IAC 9-2-3	Unified coverage
	750 IAC 9-2-4	Application
	750 IAC 9-2-5	Exclusions
	750 IAC 9-2-6	Manufactured housing retailers
	750 IAC 9-2-7	Applicability of state and federal laws, regulations, and rules
	750 IAC 9-2-8	Coordination with securities commissioner
	750 IAC 9-3-1	Licensing of mortgage loan originators
	750 IAC 9-3-2	Licensing qualifications
	750 IAC 9-3-3	Criminal background checks
	750 IAC 9-3-4	Credit checks
	750 IAC 9-3-5	Prelicensing education requirements
	750 IAC 9-3-6	Prelicensing testing
	750 IAC 9-3-7	Surety bond
	750 IAC 9-3-8	Nationwide mortgage licensing system and registry
	750 IAC 9-3-9	License renewal
	750 IAC 9-3-10	Continuing education
	750 IAC 9-3-11	Suspension or revocation of license
	750 IAC 9-4-1	Record keeping and notification requirements
	750 IAC 9-4-2	Regulatory reporting
	750 IAC 9-4-3	Closing documents
	750 IAC 9-4-4	Right of rescission
	750 IAC 9-5-1	Applicability
	750 IAC 9-5-2	Department authority
	750 IAC 9-5-3	Licensee record keeping
	750 IAC 9-5-4	Director authority
	750 IAC 9-5-5	Prohibited acts
	750 IAC 9-5-6	Administrative review
	750 IAC 9-5-7	Cease and desist order
	750 IAC 9-5-8	Assurance of discontinuance
	750 IAC 9-5-9	Civil action
	750 IAC 9-5-10	Deceptive acts
	750 IAC 9-5-11	Temporary relief
	750 IAC 9-5-12	Civil penalties
	750 IAC 9-5-13	Other remedies
	750 IAC 9-5-14	Venue

Requests for any part of this readoption to be separate from this action must be made in writing within 30 days of this publication. Send written comments to the Small Business Regulatory Coordinator for this rule (see IC 4-22-2-28.1):

Constance J. Gustafson, General Counsel

Indiana Department of Financial Institutions

30 South Meridian Street, Suite 300

Indianapolis, IN 46204

[phone]

[e-mail]

Statutory authority: IC 28-11-1-12.

For purposes of IC 4-22-2-28.1, the Small Business Ombudsman designated by IC 4-4-35-8 is:

Erik Scheub

Office of Small Business and Entrepreneurship

One North Capitol, Suite 600

Indianapolis, IN 46204

[phone]

[e-mail]

Resources available to regulated entities through the small business ombudsman include the ombudsman's duties stated in IC 4-4-35-8, specifically IC 4-4-35-8(9), investigating and attempting to resolve any matter regarding compliance by a small business with a law, rule, or policy administered by a state agency, either as a party to a proceeding or as a mediator.

Posted: 10/07/2015 by Legislative Services Agency

DIN: 20151007-IR-750150336RNA

Composed: Nov 01,2016 2:06:01AM EDT

A PDF version of this document.