20130116-IR-760130007NIA OVERVIEW: Amends 760 IAC 1-15.1-2 regarding definitions of terms used in rules for insurance holding company systems. Amends 760 IAC 1-15.1-3 regarding forms and general requirements. Adds 760 IAC 1-...  

  • TITLE 760 DEPARTMENT OF INSURANCE

    Notice of Intent to Adopt a Rule
    LSA Document #13-7

    Under IC 4-22-2-23, the Department of Insurance intends to adopt a rule concerning the following:

    OVERVIEW: Amends 760 IAC 1-15.1-2 regarding definitions of terms used in rules for insurance holding company systems. Amends 760 IAC 1-15.1-3 regarding forms and general requirements. Adds 760 IAC 1-15.1-3.5 regarding transactions subject to prior notice. Amends 760 IAC 1-15.1-4 regarding Form A statements. Amends 760 IAC 1-15.1-5 regarding Form B statements. Amends 760 IAC 1-15.1-6 regarding Form C statements. Amends 760 IAC 1-15.1-7 regarding Form D statements. Adds 760 IAC 1-15.1-7.1 regarding Form E statements. Adds 760 IAC 1-15.1-7.2 regarding Form F statements. Amends 760 IAC 1-15.1-10 regarding forms and amendments. Amends 760 IAC 1-15.1-12 regarding requests by domestic insurers for approval of extraordinary dividends or any other extraordinary distribution to security holders. Amends 760 IAC 1-15.1-13 regarding disclaimers and termination of registration. Amends 760 IAC 1-15.1-14 regarding incorporation of answers by reference. Amends 760 IAC 1-15.1-15 regarding additional information and exhibits. Written comments should be addressed to the Small Business Regulatory Coordinator for this rule. Statutory authority: IC 27-1-3- 7.

    For purposes of IC 4-22-2-28.1, the Small Business Regulatory Coordinator for this rule is:
    Meggan Brumbaugh
    Department of Insurance
    311 West Washington Street
    Suite 103
    Indianapolis, IN 46204
    (317) 232-0143
    mbrumbaugh@idoi.in.gov

    For purposes of IC 4-22-2-28.1, the Small Business Ombudsman designated by IC 5-28-17-5 is:
    Eric P. Shields
    Indiana Economic Development Corporation
    One North Capitol, Suite 700
    Indianapolis, IN 46204
    (317) 234-3997
    smallbizombudsman@iedc.in.gov
    Resources available to regulated entities through the small business ombudsman include the ombudsman's duties stated in IC 5-28-17-5, specifically IC 5-28-17-5(9), investigating and attempting to resolve any matter regarding compliance by a small business with a law, rule, or policy administered by a state agency, either as a party to a proceeding or as a mediator.

    Posted: 01/16/2013 by Legislative Services Agency

    DIN: 20130116-IR-760130007NIA
    Composed: Nov 01,2016 1:33:02AM EDT
    A PDF version of this document.