Indiana Administrative Code (Last Updated: December 20, 2016) |
Title 760. DEPARTMENT OF INSURANCE |
Article 760IAC1. GENERAL PROVISIONS |
Rule 760IAC1-12. Domestic Stock Insurance Companies-Insider Trading of Equity Securities |
Section 760IAC1-12-1. Authority to promulgate rule; purpose of rule |
Section 760IAC1-12-2. Definitions |
Section 760IAC1-12-3. Exempt transactions |
Section 760IAC1-12-4. Beneficial ownership statements; forms |
Section 760IAC1-12-5. Determination of percentage of class of equity securities owned |
Section 760IAC1-12-6. Disclaimer of beneficial ownership |
Section 760IAC1-12-7. Exemption of securities held by fiduciary or for account of insurer; reports |
Section 760IAC1-12-8. Exemption of securities purchased or sold by odd-lot dealers |
Section 760IAC1-12-9. Change in beneficial ownership |
Section 760IAC1-12-10. Ownership of securities held in trust |
Section 760IAC1-12-11. Exemption of small transactions |
Section 760IAC1-12-12. Exemption from IC 27-2-10-2 of transactions exempt from reporting requirements |
Section 760IAC1-12-13. Exemption from IC 27-2-10-2 of transactions connected with a distribution |
Section 760IAC1-12-14. Exemption from IC 27-2-10-2 of acquisitions under stock bonus or stock option plans |
Section 760IAC1-12-15. Exemption from IC 27-2-10-2 of redemption transactions |
Section 760IAC1-12-16. Exemption from IC 27-2-10-2 of long term profits incident to sales within six months of the exercise of an option |
Section 760IAC1-12-17. Exemption from IC 27-2-10-2 of acquisitions and dispositions pursuant to merger or consolidation |
Section 760IAC1-12-18. Exemption from IC 27-2-10-2 of deposits or withdrawals under a voting trust or deposit agreement |
Section 760IAC1-12-19. Exemption from IC 27-2-10-2 of conversion transactions |
Section 760IAC1-12-20. Exemption from IC 27-2-10-2 of certain transactions involving the sale of subscription rights |
Section 760IAC1-12-21. Exemption from IC 27-2-10-3 of transactions by disinterested broker |
Section 760IAC1-12-22. Exemption from IC 27-2-10-3 of transactions related to a distribution |
Section 760IAC1-12-23. Exemption from IC 27-2-10-3 of sales of securities to be acquired |
Section 760IAC1-12-24. Arbitrage transactions by director or officer of insurer |