Indiana Administrative Code (Last Updated: December 20, 2016) |
Title 71. INDIANA HORSE RACING COMMISSION |
Article 71IAC8. HUMAN AND EQUINE HEALTH |
Rule 71IAC8-1. Equine Health; Medication Rules |
Section 71IAC8-1-7.1. Multiple medication violations
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1. (a) A trainer who receives a penalty for a medication violation based upon a horse testing positive for a Class 1-5 medication with Penalty Class A-D, as provided in the most recent version of the Uniform Classification Guidelines of Foreign Substances and Recommended Penalties and Model Rule as revised by the ARCI in August 1996 and any other subsequent revision effective after said date, which are incorporated by reference herein, may be assigned points as follows:
Penalty Class
Points if Controlled Therapeutic Substance
Points if Noncontrolled Substance
Class A
N/A
6
Class B
2
4
Class C
1
2
Class D
1/2
1
(b) The points assigned to a medication violation by the judges or commission ruling, shall be included in the judges or commission ruling. Points assigned by such regulatory ruling or by the ARCI shall reflect in the case of multiple positive tests as described in subsection (d), whether they shall thereafter constitute a single violation. The ruling shall be posted within the official database of the ARCI. If an appeal is pending, that fact shall be noted in the ruling. No points shall be applied until a final adjudication of the enforcement of any such violation.
(c) Once all appeals are waived or exhausted, the points shall immediately become part of the trainer's official ARCI record and shall be considered by the judges or the commission in its determination to subject the trainer to the mandatory enhanced penalties by the judges or the commission as provided in this section.
(d) Multiple positive tests for the same medication incurred by a trainer prior to delivery of official notice by the commission may be treated as a single violation. In the case of a positive test indicating multiple substances found in a single post-race sample, the judges or commission may treat each substance as an individual violation for which points will be assigned.
(e) The official ARCI record shall be used to advise the judges or commission of a trainer's past record of violations and cumulative points. Nothing in this section shall be construed to confer upon a trainer the right to appeal a violation for which all remedies have been exhausted or for which the appeal time has expired.
(f) The judges or commission shall consider all points for violations in all racing jurisdictions as contained in the trainer's official ARCI record when determining whether the enhancements provided in this regulation shall be imposed.
(g) In addition to the penalty for the underlying offense, the following enhancements may be imposed upon a licensed trainer based upon the cumulative points contained in the trainer's official ARCI record:
Points
Suspension in Days
3-5.5
30
6-8.5
60
9-10.5
180
11 or more
360
These points are intended to be an additional uniform penalty when the licensee:
(1) has more than one (1) violation for the relevant time period; and
(2) exceeds the permissible number of points.
(h) The suspension periods in subsection (g) shall run consecutive to any suspension imposed for the underlying offense.
(i) The judges' or commission's ruling shall distinguish between the penalty for the underlying offense and any enhancement based upon the judges' or commissions' review of a trainer's cumulative points and regulatory record, which may be considered an aggravating factor in a case. (Indiana Horse Racing Commission; 71 IAC 8-1-7.1; emergency rule filed May 7, 2014, 2:27 p.m.: 20140514-IR-071140143ERA, eff May 15, 2014; emergency rule filed Jul 3, 2014, 11:57 a.m.: 20140709-IR-071140251ERA)