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Indiana Administrative Code (Last Updated: December 20, 2016) |
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Title 710. SECURITIES DIVISION |
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Article 710IAC4. UNIFORM SECURITIES |
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Rule 710IAC4-6. Merit Standards |
| Section 710IAC4-6-1. Maximum commissions |
| Section 710IAC4-6-2. Options and warrants; unfair practices |
| Section 710IAC4-6-3. Promotional shares |
| Section 710IAC4-6-4. Nonvoting common stock; unfair practices |
| Section 710IAC4-6-5. Preferred stock and debentures; unfair practices |
| Section 710IAC4-6-6. Offerings of securities with high price to earnings multiples |
| Section 710IAC4-6-7. Commissions on installment sales |
| Section 710IAC4-6-8. Statements of policy |