Indiana Administrative Code (Last Updated: December 20, 2016) |
Title 710. SECURITIES DIVISION |
Article 710IAC3. BUSINESS TAKEOVER OFFERS |
Rule 710IAC3-1. General Provisions |
Section 710IAC3-1-3. Financial sources; takeover date
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(a) If the statement required under IC 23-2-3.1-5.5(d) does not apply to the offeror because of IC 23-2-3.1-5.5(b), the offeror must file a certified document signed by a duly authorized officer that IC 23-2-3.1-5.5(d) does not apply.
(b) If the offeror has included in its statement filed with the commissioner the information required in IC 23-2-3.1-5.5(e), the offeror may satisfy the requirement of IC 23-2-3.1-5.5(d) by a filing titled "Statement under 5.5" and by referring to the appropriate sections in the tender offer statement. (Securities Division; 710 IAC 3-1-3; filed Aug 27, 1990, 4:10 p.m.: 14 IR 135; readopted filed May 31, 2002, 11:34 p.m.: 25 IR 3462; readopted filed Dec 2, 2008, 9:01 a.m.: 20081224-IR-710080819RFA; readopted filed Sep 23, 2015, 2:54 p.m.: 20151021-IR-710150280RFA)