Section 710IAC4-9-11. Certain transactions not deemed assignments

Latest version.

A transaction that does not result in a change of actual control or management of an investment adviser is not an assignment for purposes of section 18 of this rule. (Securities Division; 710 IAC 4-9-11; filed Jun 28, 2010, 2:36 p.m.: 20100728-IR-710100044FRA; readopted filed May 12, 2016, 1:47 p.m.: 20160608-IR-710160136RFA)

                    
                        var val = document.getElementById('citecontent').innerHTML;
                        art.dialog.defaults.title = window.location.href;
                        art.dialog.data('cite', val);
                        art.dialog.data('homeDemoPath', '/Scripts/plus/artDialog/');
                        art.dialog.open('/Scripts/plus/artDialog/citeiframe.html');