Section 710IAC4-6-8. Statements of policy


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  •    The following statements of policy of the North American Securities Administrators Association, Inc., as effective June 1, 2009, are incorporated into this article by reference:

    (1) Cattle-feeding programs.

    (2) Church bonds.

    (3) Commodity pool programs.

    (4) Equipment programs.

    (5) Health care facility offerings.

    (6) Oil and gas programs.

    (7) Real estate investment trusts.

    (8) Real estate programs.

    (9) Unsound Financial Condition.

    (10) Underwriting Expenses and Underwriter's Warrants.

    (11) Promoter's Equity Investment.

    (12) Loans and Other Material Affiliated Transactions.

    (13) Corporate Securities Definitions.

    (14) Debt Securities.

    (15) Church Extension Fund Securities.

    (16) Impoundment of Proceeds.

    (17) Use of Proceeds.

    (Securities Division; 710 IAC 4-6-8; filed Jun 28, 2010, 2:36 p.m.: 20100728-IR-710100044FRA; readopted filed May 12, 2016, 1:47 p.m.: 20160608-IR-710160136RFA)