Section 170IAC1-1.1-4. Confidential or privileged information  


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  •    (a) If a party desires to file with or submit to the commission any writing, paper, report, study, map, photograph, book, card, tape recording, or other material that the party believes is confidential in accordance with IC 8-1-2-29 and IC 5-14-3, the party shall apply for a finding by the commission, on or before the date (if any) information is required to be filed, that the information is confidential. The written application for a confidentiality finding must be served on all parties of record. At any time after ten (10) days, or earlier with the consent of the parties or as ordered by the presiding officers, following an application by any party under this subsection, the commission may take any one (1) or more of the following actions:

    (1) Find information to be confidential, in whole or in part.

    (2) Find information not to be confidential, in whole or in part.

    (3) Issue a protective order or docket entry covering the information.

    (4) Find that information found not to be confidential should be filed in accordance with this rule.

      (b) The application required by subsection (a) shall be accompanied by the sworn statement or testimony of a party that describes the following:

    (1) The nature of the confidential information.

    (2) The reasons why the information should be treated as confidential information under IC 8-1-2-29 and IC 5-14-3.

    (3) The efforts the party has made to maintain the confidentiality of the information.

      (c) At the request of the presiding officer or any party, an in camera inspection shall be conducted for the purpose of hearing argument on confidentiality of information submitted under this rule. If an in camera inspection is conducted under this section, the information for which confidential treatment is requested shall be made available during the in camera inspection on a provisional basis for the limited purpose of determining its confidentiality. An in camera inspection conducted under this section may, at the discretion of the presiding officer, be publicly noticed under IC 8-1-1-8.

      (d) If, during the in camera inspection, the presiding officer determines that the information in question is not confidential or is only partially confidential, the commission shall maintain the confidentiality of the information until:

    (1) any appeal to the full commission has been decided; or

    (2) until such time as the motion to amend or withdraw the information has been finally ruled upon;

    whichever occurs later.

      (e) Information filed with or submitted to the commission prior to a finding by the commission that the information is confidential shall be available to the public under IC 8-1-2-29.

      (f) Parties seeking protective orders to prevent or limit discovery of trade secret or other confidential:

    (1) research;

    (2) development; or

    (3) commercial;

    information shall make a separate motion under Trial Rule 26(C).

      (g) After receiving a preliminary determination that material is entitled to confidential treatment, documents submitted shall comply with the specific directives set forth in the determination. (Indiana Utility Regulatory Commission; 170 IAC 1-1.1-4; filed Oct 30, 2000, 2:10 p.m.: 24 IR 655; readopted filed Apr 6, 2006, 11:00 a.m.: 29 IR 2670; filed May 21, 2008, 9:29 a.m.: 20080618-IR-170070514FRA; readopted filed Jun 14, 2012, 3:04 p.m.: 20120711-IR-170120199RFA)