Section 11IAC3-7-3. Fines

Latest version.

(a) For each financial report, a professional solicitor who fails to file a financial report within the time period prescribed by section 2 of this rule may be assessed a fine of up to one hundred dollars ($100) for each month or part of a month starting from the ninety-first day after one (1) of the following occurs:

(1) The ending of a solicitation campaign.

(2) The anniversary of the commencement of a solicitation campaign lasting more than one (1) year.

(b) If a professional solicitor was previously fined by the division under subsection (a), the division may assess a fine of up to two hundred dollars ($200) for each subsequent violation of subsection (a). (Consumer Protection Division of the Office of the Attorney General; 11 IAC 3-7-3; filed Nov 7, 2003, 12:00 p.m.: 27 IR 829; readopted filed Sep 9, 2009, 10:16 a.m.: 20091007-IR-011090503RFA; readopted filed Nov 23, 2015, 10:20 a.m.: 20151223-IR-011150345RFA)

                    
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